The IAA stipulates fun d managers must register with the Securities and Exchange Commission (SEC)& nbsp;if they meet the definition of an investment advisor and don’t q ualify for exclusion, exemption, or prohibition.
\n\n The Fund Ontology encodes these business rules in a hierarchy of defined cl asses.\n The Reasoner infers class membership and determines the FIBO Financial Serv ice Provider instances required to register.\n The session also shows how to integrate SEC forms ADV (advisors) and PF (pr ivate funds) into FIBO.\n For the business audience, we show the roadmap to Semantic Compliance with FIBO.